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Andaria Financial Services is experiencing a stage of significant growth, and as such we’re looking for a Compliance Manager to support our Chief Compliance Officer and Group MLRO.
 

As an ambitious business in the early stages of our operation, we have managed to develop a team of excellent individuals that are passionate about our common goal – to be an institution at the forefront of innovation within our industry.

 

We’re therefore looking for someone that not only has exceptional experience and skill but has the attitude and mindset to fit within our culture of continuous improvement. Is that you?

Working closely with the various business units, you will:

 

  • Manage and supervise internal control systems including risk mitigation procedures as part of the Compliance day-to-day function;

  • Manage and supervise a team of Compliance Officers from a task allocation, supervision and quality assurance perspective;

  • Manage escalation of material regulatory and compliance issues and queries affecting the business;

  • Perform required regulatory functions of Compliance for Andaria Financial Services Limited & Andaria Financial Services UK Limited;

  • Assist in planning of assessments of control areas and the process of documenting the process;

  • Be a point of escalation for AML related reporting and conduct the necessary investigation for review by the MLRO;

  • Evaluate the efficiency of internal controls as part of periodic Compliance assessments;

  • Identify risks from a non-conformity perspective on the operational and regulatory side;

  • Identify Compliance issues and necessary training requirements;

  • Undergo periodical reviews of internal policies and procedures;

  • Identify areas of improvement within the Compliance Team and propose resolutions to the CCO;

  • Keep abreast of regulatory amendments and updates;

  • Assist with regulatory reporting in a timely manner;

  • Provide relevant reporting to the CCO & MLRO on compliance operations;

  • Be an escalation point for the Compliance Officers within the team;

  • Provide the necessary support to the CCO & MLRO;

  • Liaison with the Company Secretary;

  • Manager responsible for the Compliance Team’s daily Screening and Transaction Monitoring activities;

  • Main contact point within Compliance for the Functions tasks pertaining to Client Onboarding and Customer Due Diligence activities;

  • Promote and encourage a culture of compliance and ethics throughout business communicating these values to colleagues.

Here’s who we’re looking for:

 

Apart from being an excellent team player who doesn’t fear away from a fast-paced environment, we’re looking for an individual with:

 

  • At least 3 years’ experience in a similar role within a regulated environment;

  • 5 years’ Audit, Risk, Legal and/orCompliance or other relevant experience;

  • Hands-on experience with reporting operations and procedures;

  • Bachelor’s Degree in Finance, Commerce of a related field

 

What we offer:

 

  • Health Insurance

  • Wellness Allowance

  • Hybrid Working

  • Continuous training & development

  • Flexible working

  • Career Development

 

For applications, please send your CV to careers@andaria.com

Andaria Financial Services Limited and Andaria Financial Services UK Limited are licensed by the Malta Financial Services Authority and the Financial Conduct Authority respectively, as Payment Services and Electronic Money Institutions.
Registered office: Melita Court, 2nd Floor, Triq Giuseppe Cali c/w Triq Abate Rigord, Ta’ Xbiex XBX1420, Malta
Registered office: 3rd Floor, Hamilton House, Mabledon Place, London, WC1H 9BD, United Kingdom.

© 2022 Andaria.